Intersubband optical absorption of electrons in double parabolic quantum wells of AlxGa1−xAs/AlyGa1−yAs
Ma Shu-Fang, Qu Yuan, Ban Shi-Liang
School of Physical Science and Technology, Inner Mongolia University, Hohhot 010021, China

 

† Corresponding author. E-mail: slban@imu.edu.cn

Project supported by the National Natural Science Foundation of China (Grant No. 61274098).

Abstract

Some realizable structures of double parabolic quantum wells (DPQWs) consisting of AlxGa1−xAs/AlyGa1−yAs are constructed to discuss theoretically the optical absorption due to the intersubband transition of electrons for both symmetric and asymmetric cases with three energy levels of conduction bands. The electronic states in these structures are obtained using a finite element difference method. Based on a compact density matrix approach, the optical absorption induced by intersubband transition of electrons at room temperature is discussed. The results reveal that the peak positions and heights of intersubband optical absorption coefficients (IOACs) of DPQWs are sensitive to the barrier thickness, depending on Al component. Furthermore, external electric fields result in the decrease of peak, and play an important role in the blue shifts of absorption spectra due to electrons excited from ground state to the first and second excited states. It is found that the peaks of IOACs are smaller in asymmetric DPQWs than in symmetric ones. The results also indicate that the adjustable extent of incident photon energy for DPQW is larger than for a square one of a similar size. Our results are helpful in experiments and device fabrication.

1. Introduction

In recent years, intersubband transition (ISBT) of electrons in a quantum well (QW) consisting of group III–V semiconductors has aroused much interest because of its potential applications in optoelectronic devices such as infrared detectors and all-optical switches.[17] Some experiments[810] gave optical absorption coefficients for ISBT and their dependence on incident photon energy in QW consisting of III–V group materials at varying temperatures and well widths. As for GaAs/AlxGa1 − xAs double quantum wells (DQWs),[11] an early result showed that the frequencies of absorption peaks decrease with increasing well width and temperature. More recently, it was shown that the thin AlAs layer inserted into GaAs/Al0.3Ga0.7As DQWs can improve energy transition of electrons in the mid-infrared frequency range.[12] The transition absorption peaks from the ground states to the first excited states of DQWs showed blue shifts with increasing magnetic field.[13] The optical properties of GaAs/AlxGa1 − xAs QWs show prospects both in practical applications and theoretical research.

Several years ago, the ISBTs in square and triangle DQWs with three energy levels for different electric fields were calculated.[14,15] The results showed that intersubband optical absorption coefficients (IOACs) and the energy levels can be modulated by external field strength. Recently, it was found that IOACs and incident photon energies are strongly affected not only by the magnitudes of the electric and magnetic fields but also by the structure parameters of the systems.[16,17] Some results showed that the energy interval decreases whereas the dipole matrix element increases with increasing the barrier width in symmetric double semi-parabolic QWs.[18] On the other hand, linear and nonlinear optical absorptions were discussed for different DQWs (e.g., semi-parabolic, parabolic, inverse parabolic, grade, square ones).[1923] The results showed that IOACs can be obviously modulated by the size of well width and the middle barrier thickness. Unfortunately, most of these authors considered only optical transition in QWs with two energy levels. It is not sufficient in studies of optical characteristics in DQWs of zincblende AlxGa1 − xAs/AlyGa1 − yAs. Because the parabolic potential can be modulated by changing the Al component x, the composition effects of a system with three energy levels in conduction bands should be discussed in symmetric and asymmetric double parabolic quantum wells (DPQWs). Furthermore, the coupling between the two wells especially for an asymmetric system could indicate novel properties which are helpful in guiding experiments.

In this work, we consider theoretically the effects of well width, middle barrier thickness, Al component and external electric field on optical absorption of electron intersubband transition both in symmetric and asymmetric (AlxGa1 − xAs/AlyGa1 − yAs) DPQWs and compare the results with those of double square quantum wells (DSQWs). The electronic states in these structures are achieved using a finite element difference method. Based on compact density matrix approach, IOACs in these structures are investigated. We organize the rest of our paper as follows. In Section 2, the model and method used in our calculations are described. In Section 3, numerical results and discussion are presented. Finally, in Section 4, some conclusions are drawn from the present study.

2. Theoretical calculation

We consider asymmetric AlxGa1 − xAs/AlyGa1 − yAs double parabolic quantum wells DPQWs consisting of two AlxGa1 − xAs wells with widths Lw1 and Lw2 respectively, between which sandwiched is an AlyGa1 − yAs layer with thickness Lb2. The outsides of two barriers can be assumed to be finite and with thicknesses Lb1 and Lb3, respectively. The total width of the DQW structure is written as L = Lb1 + Lw1 + Lb2 + Lw2 + Lb3 as shown in Fig. 1. The z axis is chosen to be along the crystallographic direction and the xy plane parallel to the interfaces which are perpendicular to the z direction. The leftmost point of structure is chosen to be the zero point of the z direction.

Fig. 1. A schematic diagram of an asymmetric zincblende AlyGa1 − yAs/Alx1Ga1 − x1As/AlyGa1 − yAs/Alx2Ga1 − x2As/AlyGa1 − yAs DQW. The potential height of every layer is relative to Al component. The parabolic shapes and heights of Lw1 and Lw2 are obtained by changing x1 and x2.

Since an electron is nearly free in the xy plane and is confined in the z direction, its wave function can be written as follows: where subscripts i = 1, 2, 3 indicate the electron at the ground, first and second excited states, respectively; S is the area of a heterojunction interface; k and ρ are the two-dimensional wave and position vector, respectively. As is well known, electrons can absorb the light with a continuous spectrum in the xy plane, and with a discrete spectrum in the z direction. Without losing generality, we can consider only wave function in the z direction to understand the optical absorption with discrete spectrum. Within the framework of the effective mass approximation, the one-dimensional Schrödinger equation in the z direction for a confined electron can be given by the following expression where is the Planck’s constant, m* (z) and V(xj,y,z) are the position-dependent effective mass and the height of confinement potential of an electron, respectively, F(z) represents an external electric field, Ei is the energy of an electron at state I, φi(z) are the corresponding wave functions, and xj (j = 1, 2) denote the different positions of Al component in the two wells. For DPQWs, V (xj,y,z) can be written as The relationship between xj and y can be obtained by the continuous potential at a border

The parabolic potential and electronic effective mass are obtained by changing the aluminum concentration x in the well layers and y in the barrier layers. For ternary mixed crystals (TMCs) AlxGa1 − xAs (AlyGa1 − yAs) with direct band gaps within 0 ≤ x(y) ≤ 0.4, the effective mass of an electron[24] in a conduction band can be expressed as The eigenenergies and wave functions of electrons can be obtained by solving Eq. (1). Figure 2 shows the DPQW potential profile and wave functions of electrons at the ground, first and second excited states for symmetric (Fig. 2(a)) and asymmetric (Fig. 2(b)) cases, respectively.

Fig. 2. (color online) Potential profiles of conduction bands in DPQWs (pink curves) and wave functions of electrons at the ground (black curves), first (red curves), and second (blue curves) excited states for (a) symmetric and (b) asymmetric cases, respectively.

It can be seen from Fig. 2(a) that the wave functions of an electron at the ground, first and second excited states have equal probability distributions in two symmetric wells. While the wave functions for ground and the second excited states are mainly distributed in the left well, the first excited states are distributed in the right well in Fig. 2(b) for asymmetric case. Meanwhile, the coupling between the two wells is reduced with the increase of barrier thickness or well width. The enhancement of the parabolic confined potential with increasing x can only influence the energy levels of electrons in the DPQWs. Our result is consistent qualitatively with results of triangle and square DQWs.[25,26]

By the density matrix method,[27] the ISBT absorption coefficients can be calculated using the following formula: Here αmn is the total absorption coefficient of an electron transition along the z direction from states m to n, ω is the angular frequency of an incident photon, ε0 the static dielectric constant of vacuum, εr the relative dielectric constant, μ0 the permeability of vacuum, Mmn the dipole matrix element indicating the intersubband optical transition of the electron by absorbing a photon with energy ℏω and ΔE = EnEm, where Em and En denote the corresponding eigenenergies of the electron, σv is the carrier density, and τ the intersubband relaxation time. For an intersubband optical transition along the z-direction, the dipole matrix element Mmn can be written as

3. Numerical results and discussion

In our numerical computation, these parameters can be adopted as follows:[26] , where m0 is the mass of a free electron. σv = 3.0 × 1022 m−3, τ = 0.14 ps, μ = 4π × 10−7 H⋅m−1, the height of three barriers separating the wells is V(xj, 0.3,z) ≈ 228 meV for comparison.

3.1. IOACs in symmetric AlxGa1 − xAs/AlyGa1 − yAs DQWs

Figure 3 shows the variations of absorption coefficient αmn of an electron transition from states m to n with photon energy for different well widths and middle barrier thickness for symmetric AlxGa1 − xAs/AlyGa1 − yAs DQWs with Lw1 = Lw2. It can be seen that α12 and α23 are observable except the peak corresponding the transition from 1 to 3 since the electron at the second excited state penetrates into the middle barrier while the probabilities in the two wells of an electron at the ground state are nearly equal. This may weaken the interaction between the electron and a photon so that α13 approaches to zero. The peaks of IOACs are sensitive to well width Lw1 and middle barrier value Lb2. With increasing Lw1, the quantum confinement effect becomes weaker and weaker in symmetry DPQW, the energy difference among the lowest three states in conduction bands decreases, and the corresponding peak shifts toward lower photon energies. It can also be found that the peak of α12 moves scarcely due to the almost fixed energy difference between the ground state and the first excited state for a larger side barrier thickness. With increasing Lb2, α12 decreases first and then increases, and its position has a red shift and then a blue shift but α23 decreases and its position moves towards higher photon energies. For a less Lb2, the probabilities of an electron in the two wells are nearly the same. When increasing Lb2, the wells show a weakened coupling effect and finally become decoupled. The probabilities of the electron in the two wells reveal an increasing difference, and a big probability in turn occurs from the ground to the excited states. This mainly results in the magnitude of α23 decreasing with increasing Lb2, while the magnitude of α12 does not change obviously. When applying an external electric field F = 20 kV/cm, the results reveal an increasing energy difference because the external field destroys the symmetry of waves functions. Our results are in qualitative agreement with those of symmetric DSQWs and semi-parabolic ones.[21]

Fig. 3. (color online) Plots of αmn versus photon energy for different (a) well widths and (b) middle barrier thickness. The peak value indicates the main contribution of the transition of an electron from state m to n denoted by mn in the graphs.

Figure 4 shows the variations of α12 and α23 with photon energy in DPQWs and DSQWs with different Al components. It can be seen clearly that with increasing x, the absorption peak positions of α23 (α12) and α13 shift to the higher (lower) photon energies whereas their magnitudes decrease rapidly for both DPQWs and DSQWs. As discussed above, the peaks of α13 cannot be demonstrated in the figures. The reason is that the energy differences from the ground (first excited) state to the second excited states increase while those from the ground state to the first excited state decrease due to the enhancement of barrier potential with increasing x. The peaks of IOACs are consistent with those in Fig. 3: α23 > α12 > α13. Consequently, the absorption peaks show a blue shift and a red shift with the x increasing in both of DPQWs and DSQWs. It should be noted that the intervals between the peaks of α12 and α23 are enlarged in DPQWs compared with those in DSQWs and this property can be used in devices to improve the sensibility of measurement. It can be easily apprehended that the quantum confinement effect of DPQWs turns much weaker than that of DSQWs and leads to an increase of subband energy separation in a similar size and Al component. Meanwhile, the energy levels of ground state and the first excited state vary slightly, but the energy level of second excited state increases quickly with increasing Al component. This results in a blue shift of α23 in DPQWs.

Fig. 4. (color online) Variations of αmn with photon energy of (a) DPQWs and (b) DSQWs for different Al components. The peaks indicate the main contribution of the transition of electron from states m to n denoted by mn in the panels.
3.2. IOACs in the AlxGa1 − xAs/AlyGa1 − y As asymmetric DQWs

With the left well width fixed at Lw1 = 10 nm, α12, α13, and α23 each as a function of photon energy in asymmetric DPQWs for different values of right well width Lw2 and middle barrier thickness Lw2 are shown in Fig. 5. As seen in Figs. 5(a)5(c), for α12, the intersubband absorption spectra show a red shift and the peak magnitudes decrease with increasing Lw2, whereas for α13, the spectra show a red shift but the peak magnitudes increase, as for α23,the red and blue shifts appear alternately and the peak magnitude decreases. The peak value contributed from α13 is the largest, whereas the peak value of α12 is more and more imperceptible as Lb2 increases. It can also be found that the peak value of α23 is less and less until it disappears with increasing Lw2 and Lw2. The reason is that the wave functions of an electron at the ground state and second excited state are distributed in the wide well whereas the wave function of the first excited state is distributed in the narrow well due to the coupling between the wells. Furthermore, the probability of an electron appearing in the narrow well becomes bigger with increasing Lw2, which leads to α13 > α23 > α12 in asymmetric DPQWs. With increasing Lw2 and Lw2, the coupling between the two wells becomes weaker and weaker and the eigenenergies of the first excited state in the wide well and the second excited state in the narrow well become close to each other. It can be seen from Eq. (6), IOACs mainly depend on the optical dipole matrix element and the position of energy level, which leads to α23 becoming smaller slowly. This property is qualitatively consistent with the result of asymmetric DSQW.[26] It can be seen from Fig. 4(d), with increasing Lw2, the intersubband absorption spectrum shows a red shift then a blue shift and the peak magnitude is the largest for α23 when applying an external field F = 15 kV/cm, for it tilts the potential and enhances the coupling between the two wells. What is more, the incident photon energy and the peak value of DPQWs are larger than those of DSQWs.

Fig. 5. (color online) Variations of αmn with photon energy for DPQWs with different right well widths Lw2 and (a) Lb2 = 1 nm, (b) Lb2 = 2 nm, (c) Lb2 = 4 nm, (d) Lb2 = 2 nm and F = 15 kV/cm while the left well width Lw1 = 10 nm. The peak values indicate the main contribution of the transition of an electron from states m to n denoted by mn in the panels.

Figure 6 shows the variations of α12, α13, and α23 with photon energy with different Al components in asymmetric DPQWs and DSQWs. It can be seen clearly that the intervals of IOACs in DPQWs are larger than those in DSQWs. This characteristic is qualitatively consistent with that of symmetric structures. Meanwhile, the adjustable range of incident photons is equal in asymmetric DPQWs approximately, for quantum confinement effect becomes much weaker than that in DSQWs. Hence, we can construct a parabolic potential to increase the resolution of the absorption peaks in an actual device.

Fig. 6. (color online) Variations of αmn with photon energy for asymmetric (a) DPQWs and (b) DSQWs with F = 0 kV/cm; (c) DPQWs and (d) DSQWs with F = 15 kV/cm for different Al components. The peak values indicate the main contributions of the transition of an electron from states m to n denoted by mn in the panels.

All of the intersubband absorption spectra show a blue shift since the energy intervals of eigen-states of an electron in DPQWs and DSQWs increase with increasing x. From Figs. 6(c) and 6(d), it can be seen that the IOAC peaks present α13 > α23 > α12 with F = 0 kV/cm, while the values of peaks show α23 > α13 > α12 with F = 15 kV/cm. Because a strong external field enforces the electron in the second excited state to move from left well to the right well and leads to the overlap of φ2 (z) and φ3 (z) being bigger than that of φ1(z) and φ3(z) with increasing x. Hence, external electric fields result in peaks increasing, and play an important role in the blue shifting of absorption spectra due to the electrons excited from the ground state to the first and second excited states for different values of x.

4. Conclusions

We investigate the optical intersubband absorptions for electron transitions of 1–2, 1–3, and 2–3 in DPQWs consisting of AlxGa1 − xAs/AlyGa1 − yAs. Our results show that the absorption coefficient of 1–3 transition is comparatively small and can be increased by reducing Lb2 and applying an external electric field F = 15 kV/cm in an asymmetric structure. Moreover, the width of left well is much more important in an asymmetric structure and the thickness of middle barrier plays an important role in the peak position and height of IOACs in the symmetrical case. The absorption peak positions of α23(α12) and α13 shift to higher (lower) photon energies whereas their magnitudes decrease rapidly for both DPQWs and DSQWs with increasing x in the symmetrical case. However, all of intersubband absorption spectra shift to higher photon energies with increasing x in asymmetrical DPQWs. This conclusion is consistent with the results of quantum wires and triangle wells.[2830] What is more, the adjustable extent of incident photon energy is larger in DPQWs than that in DSQWs in a similar size. Our results are important in both experiment and design of optical devices.

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